ADVISORS

RISK & REGULATION

Forging pathways to navigate challenges and enable business transformation.

Our team draws on its extensive experience leading and advising financial institutions and regulatory agencies to help financial services innovators proactively manage risk and build adaptive, resilient businesses.

SERVICES

Gap assessment
Organizational design
Program and policy development:

– Consumer compliance and protection

– Enterprise risk management

– Capital & liquidity management

– Financial crimes/AML/BSA
Enforcement action compliance
Independent monitoring
Governance review
Due diligence
Risk Committee advisory

RISK & REGULATION ENGAGEMENTS

AML Risk Assessment

An African payments company engaged Klaros to assist with its geographic expansion to the U.S., U.K., and E.U. Klaros developed AML, compliance, and risk management programs needed for the expansion and advised on bank partners and service provider relationships.