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ADVISORS >

RISK & REGULATION

Forging pathways to navigate challenges and enable business transformation.

Our team draws on its extensive experience leading and advising financial institutions and regulatory agencies to help financial services innovators proactively manage risk and build adaptive, resilient businesses.

SERVICES

  • Gap assessment

  • Organizational design

  • Program and policy development:

    – Consumer compliance and protection

    – Enterprise risk management

    – Capital & liquidity management

    – Financial crimes/AML/BSA
     

  • Enforcement action compliance

  • Independent monitoring

  • Governance review

  • Due diligence

  • Risk Committee advisory

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RISK & REGULATION ENGAGEMENTS

AML Risk Assessment

An African payments company engaged Klaros to assist with its geographic expansion to the U.S., U.K., and E.U. Klaros developed AML, compliance, and risk management programs needed for the expansion and advised on bank partners and service provider relationships. 

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