ADVISORS >
KLAROS ADVISORS
An uncommon approach to strategy and regulatory engagement for financial services firms.
We leverage deep knowledge of innovation, financial services, and regulation; broad networks of relationships; and direct experience to help clients navigate the complexities of financial services regulation and meet regulatory requirements while building business scale and momentum.
DRIVING VALUE IN FINANCIAL SERVICES
STRATEGY & POLICY
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Strategies and planning for
delivery of banking services: – Licensing
– Bank partnership
– Acquisition, sale
– Financial modeling
– Business and financial plan
development
– Market assessment
– Capability assessment/
gap analysis -
Business and product strategy development
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Fundraising preparation
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Investment Committee advisory
RISK & REGULATION
OPS. & EXECUTION
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Gap assessment
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Organizational design
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Program and policy
development:
– Consumer Protection
– Enterprise risk management – Capital & liquidity
management
– Financial Crimes/AML/BSA -
Enforcement action compliance
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Independent monitoring
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Governance review
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Due diligence
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Risk Committee advisory
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Process assessment
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Risk identification and
mitigation -
Financial analysis and
modeling -
Flow investor diligence
package and process design -
Regulatory/compliance/risk management diligence
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Investment transaction
diligence and assessment
SERVING THE EVOLVING FINANCIAL SERVICES INDUSTRY
FinTECHS & PAYMENTS
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Money transmitters
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Payments networks
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Prepaid card provider
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Crypto and blockchain
SERVICE PROVIDERS
BANKS
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Law firms
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Investment banks
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Payment processors
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Regtech developers
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Global banks
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Large U.S. banks
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Partner banks
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Community banks
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Neo-banks
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Broker-dealers
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Robo-advisors
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Consumer, mortgage,
auto, and student lenders -
Trade finance lenders
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C&I and CRE lenders
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SMB lenders
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Venture capital firms
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Private equity firms
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Investment banks
WEALTH MANAGERS
LENDERS
INVESTORS