ADVISORS >

KLAROS ADVISORS

An uncommon approach to strategy and regulatory engagement for financial services firms.

We leverage deep knowledge of innovation, financial services, and regulation; broad networks of relationships; and direct experience to help clients navigate the complexities of financial services regulation and meet regulatory requirements while building business scale and momentum.

UNIQUE EXPERIENCE

STRATEGY

  • Market entry and expansion

  • Business planning

  • Financial modeling

  • New product development

LICENSING

PARTNERSHIPS

  • Identification and analysis of options

  • Gap analysis

  • Application preparation

  • Financial projections

  • Getting to “yes"

  • Identifying the right financial institution partners

  • Introductions and messaging

  • Advice on deal terms

  • Third-party risk management

DEALS

  • Target identification

  • Strategic evaluation

  • Due diligence

  • Portfolio support for investors

COMPLIANCE/RISK
MANAGEMENT

  • Enforcement action response

  • Agile risk culture

  • Tailored controls for innovative products

SERVING CLIENTS ACROSS FINANCIAL SERVICES:

  • Banks and bank holding companies

  • Broker-dealers

  • Consumer and commercial finance companies

  • Credit bureaus

  • Credit unions

  • Cryptocurrency brokers and exchanges

  • Insurers

  • Investment managers and registered investment advisors

  • Money transmitters

  • Mortgage originators and servicers

  • Neobanks

  • Payment and remittance services

  • Personal financial advisors

  • Platform lenders

  • Private equity investors

  • Regtech developers

  • Regulators and GSEs

  • Roboadvisors and other wealth managers

  • Venture capital investors

Copyright © 2020 Klaros Group LLC – All Rights Reserved.

  • LinkedIn