ADVISORS >

KLAROS ADVISORS

An uncommon approach to strategy and regulatory engagement for financial services firms.

DRIVING VALUE IN FINANCIAL SERVICES

STRATEGY & POLICY

• Strategies and planning for   delivery of banking services:  – Licensing     
  – Bank partnership     
  – Acquisition, sale     
  – Financial modeling     
  – Business and financial plan       
     development     
  – Market assessment     
  – Capability assessment/
     gap analysis

• Business and product strategy development

• Fundraising preparation

• Investment Committee advisory

RISK & REGULATION

OPS. & EXECUTION

• Gap assessment

• Organizational design

• Program and policy   development:     
  – Consumer Protection     
  – Enterprise risk management    – Capital & liquidity
     management     
  – Financial Crimes/AML/BSA

• Enforcement action compliance

• Independent monitoring

• Governance review

• Due diligence

• Risk Committee advisory

• Process assessment

• Risk identification and   mitigation

• Financial analysis and   modeling

• Flow investor diligence  package and process design

• Regulatory/compliance/risk management diligence

• Investment transaction   diligence and assessment

SERVING THE EVOLVING FINANCIAL SERVICES INDUSTRY

FinTECHS & PAYMENTS

• Money transmitters

• Payments networks

• Prepaid card provider

• Crypto and blockchain

SERVICE PROVIDERS

BANKS

• Law firms

• Investment banks

• Payment processors

• Regtech developers

• Global banks

• Large U.S. banks

• Partner banks

• Community banks

• Neo-banks

• Broker-dealers

• Robo-advisors

• Consumer, mortgage,
  auto, and student lenders

• Trade finance lenders

• C&I and CRE lenders

• SMB lenders

• Venture capital firms

• Private equity firms

• Investment banks