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KLAROS ADVISORS

An uncommon approach to strategy and regulatory engagement for financial services firms.

We leverage deep knowledge of innovation, financial services, and regulation; broad networks of relationships; and direct experience to help clients navigate the complexities of financial services regulation and meet regulatory requirements while building business scale and momentum.

UNIQUE EXPERIENCE

STRATEGY

Market entry and expansion
Business planning
Financial modeling
New product development

LICENSING

PARTNERSHIPS

Identification and analysis of options
Gap analysis
Application preparation
Financial projections
Getting to “yes"

Identifying the right financial institution partners
Introductions and messaging
Advice on deal terms
Third-party risk management

DEALS

Target identification
Strategic evaluation
Due diligence
Portfolio support for investors

COMPLIANCE/RISK
MANAGEMENT

Enforcement action response
Agile risk culture
Tailored controls for innovative products

SERVING CLIENTS ACROSS FINANCIAL SERVICES:

Banks and bank holding companies
Broker-dealers
Consumer and commercial finance companies
Credit bureaus
Credit unions
Cryptocurrency brokers and exchanges
Insurers

Investment managers and registered investment advisors
Money transmitters
Mortgage originators and servicers
Neobanks
Payment and remittance services
Personal financial advisors

Platform lenders
Private equity investors
Regtech developers
Regulators and GSEs
Roboadvisors and other wealth managers
Venture capital investors